Defense of Investors and Stockbrokers Nationwide

Stockbrokers, institutional investors and individual investors must abide by an extremely complex set of rules and regulations issued by the Securities and Exchange Commission (SEC). Trading conduct that is not in line with the law is taken seriously by the federal government, which investigates thoroughly and prosecutes securities fraud aggressively.

If you are accused of any form of securities fraud, you must act quickly to retain a defense attorney who can handle these very serious cases. For more than 15 years, New York securities fraud attorney Nishay K. Sanan has defended those accused of involvement in stock fraud and other securities violations. If you are under investigation by the SEC, FINRA or NYSE, he will take action to head off the investigation if possible, with the goal of preventing charges from being filed. If you have already been charged, he will aggressively and creatively protect your rights against government power.

New York Attorney Handling All Federal Stock Fraud Cases

The Manhattan law firm on Nishay K. Sanan represents clients charged with all forms of securities fraud in the United States, including:

  • Churning securities
  • Fraudulent inducement
  • Insider trading
  • Junk securities
  • Misstatements on public financial reports and SEC filings
  • Options misconduct
  • Ponzi schemes
  • Stock manipulation schemes
  • Stockbroker embezzlement
  • Unlicensed dealing in securities
  • Breach of fiduciary duty

Preserving Your Freedom and Reputation

Securities fraud allegations can involve stockbrokers, financial advisers, CFOs, CEOs and other company officials. Besides the potential of jail time and fines, any allegation of securities fraud can damage your professional reputation and lead to the loss of your financial license. Mr. Sanan understands what is at stake and works to preserve his clients’ reputations and rights.

Contact a Manhattan Stock Broker Fraud Defense Attorney: Free Consultation

If you are under investigation or accused of securities fraud, federal criminal defense lawyer Nishay K. Sanan can help. Please call his Manhattan law office at 312-692-0360 or 888-335-6504. You can also contact his law firm online. While initial consultations are free, clients may be asked to reimburse for travel expenses.